A man sued Avianca Airline – his lawyer used ChatGPT
nytimes.com
nytimes.com
Original court documents: https://www.courtlistener.com/docket/63107798/mata-v-avianca...
The lawyer didn't only cite "bogus" cases, but when challenged attached entire "bogus" case contents hallucinated by ChatGPT (attachments to #29 on link above)
In the second #32 affidavit, there are screenshots of ChatGPT itself! https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...
A legendary example for the legal risks of hallucination in LLMs https://en.wikipedia.org/wiki/Hallucination_(artificial_inte...
Here is the direct link to the chatGPT hallucination the lawyer filed in response to the judge's order to produce the actual text of the case: https://www.courtlistener.com/docket/63107798/29/1/mata-v-av...
Lawyers undergo continuing legal education throughout their careers; in many (most?) jurisdictions, it’s mandatory. “LLMs are not legal search engines” as a CLE topic in the next decade would not surprise me remotely.
Don't let one dumbass, be a example of how all lawyers are.
"incompetence implies that lawyers require better technical education on LLMs"
Others may have a different take?
(The only really important part of the original comment is the part about CLEs: we have an entire professional educational system that ought to be able to accommodate subjects like this.)
But just as I review and correct code snippets it produces, he should have verified the results because nothing indicated to him that they are any good (besides the fact that they were well written).
I'm pretty sure plenty of other lawyers are experimenting with ways to use ChatGPT without being quite as naive.
This is 100% on this guys uncritical thinking.
And if you challenge them, they also double down and say "ChatGPT is the future" etc.
So the lawyer is not alone...
What purpose is a machine that cannot be trusted? If I wanted that I'd use the cloud...
It needs to be backed up by a repository of hard knowledge and only uses the transformer part to generate a sentence based on this knowledge.
At the same time, as much as it currently hallucinates it's still nothing compared to the misinformation that humans perpetuate on a daily basis.
It seems improbable that someone who did all the hard work and knew how to do it would suddenly stop doing that. Such work ethics tend to be habit-forming, or so I had thought.
But there is simply no good faith excuse for filing the transcripts of the cases without as much as skimming them, once doubts had been raised. I’m not a lawyer, but even a cursory look at the Varghese case transcript shows that it’s gibberish: The name of the plaintiff changing inexplicably, the plaintiff filing bankruptcy (of two different kinds) as a tactical move, etc. Another transcript purports to be about a passenger suing an airline over being denied an exit row seat. As soon as you start reading the “transcripts”, you see that something is seriously off about them, compared to the two real (but irrelevant) cases cited.
ChatGPT said yes. And that was good enough for him.
The lawyer kept digging the hole deeper and deeper, and (as a non-expert) I agree that it seems that the lawyer is at serious risk of being disbarred.
Interesting documents are from #24 onwards:
- #24 (https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...): "unable to locate most of the case law cited in Plaintiff’s Affirmation in Opposition, and the few cases which the undersigned has been able to locate do not stand for the propositions for which they are cited"
- #25 (https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...) & #27 (https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...): order to affix copies of cited cases
- #29: attached the cases - later revealed to be a mixture of made up (bogus) for some, vs irrelevant for others
- #30 (https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...): "the authenticity of many of these cases is questionable" - polite legal speak for bogus. And "these cases do exist but submits that they address issues entirely unrelated to the principles for which Plaintiff cited them" - irrelevant. And a cutting aside that "(The Ehrlich and In re Air Crash Disaster cases are the only ones submitted in a conventional format.)" - drawing attention to the smoking gun for the bogus cases
- #31 (https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...): an unhappy federal judge: "The Court is presented with an unprecedented circumstance. A submission filed by plaintiff’s counsel in opposition to a motion to dismiss is replete with citations to non-existent cases. ... Six of the submitted cases appear to be bogus judicial decisions with bogus quotes and bogus internal citations" ---- this PDF is worth reading in full, it is only 3 pages & excoriating
- #32 affidavits, including the ChatGPT screenshot
- #33 (https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...): an even more unhappy judge: invitation for the lawyer & law firm to explain why they "ought not be sanctioned"
"Putting aside that there is no page 598 in Kaiser Steel..."
Personally, we get really good results from using AI, it's already present in all of our processes, but we tell it what to generate, rather than rely on it to know better.
So I guarantee you that stuff like this is happening daily across all industries. Depending on the profession, people will lose money or get hurt as a result of someone blindly trusting this technology. I can't prove it, but statistically, that's basically a certainty.
In my opinion, you can't overstate the importance of articles like this, which point out the limitations and highlight the dangers. I'm also against banning. But lay people need to be informed what ChatGPT is and is not, and OpenAI won't do it because they want to ride the hype train.
https://www.thestar.com/news/gta/2023/05/26/tdsb-fires-resea...
Let’s not forget that Google often puts incorrect information in their snippets/factboxes or whatever they call them.
> This scientific description provides an overview of the formula and manufacturing process of transparent aluminum, a material used in applications where both structural strength and transparency are required. Transparent aluminum finds extensive use in diverse fields, including public aquaria, where it allows for the display of large marine organisms. The description outlines the chemical composition, key properties, and the manufacturing steps involved in creating transparent aluminum.
Whether or not the six-step manufacturing process it came up with is correct or not, I haven't the expertise to say.
I mean, you can try it and perhaps get rich. Or, probably more likely, die in a horrible explosion.
I don't need to try that to know that molten metal under high pressure at over 1000C is something I'm not ready to deal with.
I imagine at some point this behaviour will be built in. People are treating GPTs like they're knowledge bases, but they're not. The fact that they can answer simple or complex questions correctly is only a byproduct of the transformer being taught how to string language together.
It's like an artist who learns to draw by making paintings of raccoons. You can't then ask them "what do raccoons like to eat?" or "what foods are poisonous to a raccoon?" just because they learnt to draw by painting raccoons. This is how people are treating GPTs atm. They believe in it because they ask the artist "what colour fur do raccoons have?" and because the artist can answer that correctly, they assume all other answers are factual.
Man, why do you guys get paid so much? Contracts need semantic correctness, ie the verification of the logical consequences of natural language. This is an AGI determining problem. At the point this exists, humans are basically obsolete as workers, and you don't have to worry about your law firm keeping up anymore.
So you're trying to say that lawyering is the hardest job in the world and only the smartest people can do it...?
At least one company already integrates or is about to (not sure if it's in production yet) LLMs in theirs to do effectively smarter completions.
It won't be fully automated any time soon, but it will certainly eat into a lot of the simpler work.
This is the main reason I think disbarment as the punishment in this specific instance may not be fair. There are people who are unaware of the limitations of these systems and the risk of these confabulations occurring.
While I don’t think disbarment is inappropriate, I would rather see the New York State Bar use this to require some better understanding of these emergent technologies or even better have all the State Bars start discussing some standardized training about this because it’s easy to see a person trying to treat this as LexisNexis.
Certainly, civil and criminal courts have those as their raison d'être. But I thought licensing boards had an entirely different purpose. If I surgeon was a good guy who genuinely wanted to help people and who didn't engage in any sort of malfeasance... but even so, he just kept slicing aortas open accidentally through incompetence, the board should say "aw shucks, he's had some bad luck but he really wants to heal people".
This is the same. The court system is replete with circumstances where a client does not get a second chance at pursuing justice. A lawyer that fucks that up, even if doing so in good faith, leaves them with zero remedies. This might have been a bullshit "Slippin' Jimmy" case this time, but the stakes could've easily been higher.
I don't think I want to live in a world where fairness plays any part in the decision by the bar on this matter.
We don’t know the full situation here, but a personal injury case against a bankrupt airline for striking someone in the knee with the serving cart seems remediable?
Disbarment usually happens in cases where attorneys fail to file timely repeatedly at the expense of their clients and after multiple admonishments to stop that; utterly fail in their fiduciary obligations (i.e. they were acting like an escrow and then instead gambled the money away in Vegas).
This seems a little weird. As far as I understand it, no one has a right to practice law.
There is a privilege that can be acquired, it one meets the requirements. If you somehow got through without meeting those, or if you start to fail to meet those... time for a new career.
> We don’t know the full situation here, but a personal injury case against a bankrupt airline for striking someone in the knee with the serving cart seems remediable?
I don't know about this particular case, but many cases and circumstances can be a "one shot at it" scenario. You fuck it up, it's tossed and you can't refile. There are many reasons and details, any of which might be messed up by a lawyer relying on a silly chat program to draft motions. One might miss an absolute deadline. It might be dismissed with prejudice. Appeals might be exhausted. This could even be true of the case in question.
In some cases, it might even be true if it was a criminal trial and your defense attorney was incompetent, that you don't get a chance to appeal. In California, I think, those are Marsden cases (someone correct me if I'm wrong). For those, you have to raise an objection during the trial.
So, if someone found out that ChatGPT gave their lawyer bad advice the day after their conviction... well, oops. No appeal for you.
I'll say it again. I do not want to live in a world where law license proceedings are decided on a "what's fair to the bad lawyer" basis. No one has a right to be a lawyer, if you're bad at it there are plenty of other occupations you might make a living with where incompetence doesn't threaten so many lives and livelihoods.
Imagine getting fired and barred from writing code ever again over a bug you introduced because you used copilot and didn't spot the issue.
Pretty sure that would be considered an unacceptable infringement of basic human rights here.
You can assert your ideals all you want but the fact is that professions that govern themselves invariably end up with "what's fair to the bad lawyer".
Lawyers and medical doctors are two of those. Yes, it would be wrong to prohibit the Starbucks barista from making coffees, no matter how many times such a person burned it.
Software engineering probably falls between licensed professional and burgerflipper on that scale... but let's not full ourselves. If you were working on firmware for medical equipment, then yes banning you from ever doing it again because you used ChatGPT when making a heart rate monitor is just and fair.
Not all of our software matters. But the people working on code for space vessels or aircraft or as in my example, medical equipment? I'm more than happy to see them banned from these things for life if they were to do that.
> You can assert your ideals all you want but the fact is that professions that govern themselves invariably end up with "what's fair to the bad lawyer".
This is irrelevant. We're all aware of how underperformant oversight tends to be. The point is to fix that, to rally against its eventual decline. Certainly I don't know why anyone would want to embrace your attitude of defeat/acceptance.
I think a punishment where the lawyer had to pay for all the time he wasted for the judges and various legal clerks (and his client) would be sufficient personally.
He is unlikely to make the same kind of mistake again I would think.
At least one party to the suit, if not both, are going to end up spending extra money. Plus it wasted public resources – the time of the judge and court staff, and their salaries, and more – and cost taxpayer money. Your remedy of having the lawyer pay might bankrupt him, and it doesn't really make whole the other party. In cases where one party has limited financial resources or perhaps is close to death (thing capital punishment, or malpractice), this isn't just waste. Someone could be severely wronged.
Also, how is this incident going to push the legal industry further into the past? Do you think lawyers are going to, like, stop using email because of this?
Disbarment should be a no-brainer and a minimum.
Just “Southern China Airlines” should have raised eyebrows. This lawyer has shown obvious disrespect to the court, the court time, and to his client.
I don't think this is indictiative of a wider issue. Or likely to be repeated substantially.
In terms of severity it's painfully foolish but then again ChatGPT is a totally new tool and a lot of people will be caught off guard.
I am stunned the lawyer didn't at least look up the case notes or even prepare a pocket brief if he believed they were real but hard to find
Arguably the leading goof was using a technology the lawyer didn't understand and failing to inform the client of the risks of using it. Between that and citing garbage precedent-- half the bar might be eligible for discipline on any given day. The judge might issue sanctions but bar discipline is a different ball of wax.
Which makes me think that this case should be treated just as if the lawyer wrote it on their own. If the lawyer enters output of chatGPT they generated into court records as if it was their own, it was their own. The lawyer wrote those made up cases into the documents, and the entire matter should be treated as such.
It blows my mind the lawyer didn't double-check the fake cases cited by chatGPT, but had the idea to ask chatGPT whether those citations were legit (and then got his concern satisfied with a simple "yes").
In other words: I would be very surprised if perjury was on the table here. This falls under the kind of basic competence and client obligation that the Bar exists to address.
I would personally be surprised because I haven't seen that.
Now if the shit had slipped through, and the result of the misconduct had been a client going to jail or something, things might be different.
What are we paying for, if the guy spends 4 months in prison before the faulty judgement being overruled, if the lawyer says he didn’t even work on the file.
When you hire a lawyer, you have no guarantee he will work for you.
As a practical matter, it is inconceivable to me that the attorney here, at least upon being ordered by the court to provide copies of the cases he cited, did not look them up in West or Lexis and see that they don’t exist. That he appears to have pressed on at that point, and asked ChatGPT to generate them—which would take some pointed prompting—was just digging his own hole. That, more than anything, may warrant professional discipline.
There are interesting parallels between lawyering and programming.
I'm often surprised at how poorly many programmers write English.
I think I'd have been a good lawyer.
https://news.ycombinator.com/item?id=36092914
Particularly relevant is the affidavit in which the lawyer tries to explain to the Court what happened:
https://storage.courtlistener.com/recap/gov.uscourts.nysd.57...
"Hm, maybe I should double check ChatGPTs output... Hey, ChatGPT, does your output make sense?" - "Yeah, my output definitely makes sense". "Are you sure?" - "Yeah".
Well, then.
Why did he think it was true, if he had never used it before then?
"I found it online" levels of competence here.
The biggest problem with ChatGPT is that it sounds like a smart adult that people want to give the benefit of the doubt because it agrees with them a lot instead of like a child that people would be more wary of trusting blindly.
> He had, he told Judge Castel, even asked the program to verify that the cases were real.
These two ideas are incompatible with each other. You can't claim that you didn't know to question the source, and then also that you questioned the source, even if it was done in the least effective possible manner.
To quote Richard "Racehorse" Haynes in the Wikipedia article:
"Say you sue me because you say my dog bit you. Well, now this is my defense: My dog doesn't bite. And second, in the alternative, my dog was tied up that night. And third, I don't believe you really got bit. And fourth, I don't have a dog."
So, here the defence is:
* I didn't believe the content could be false,
* Even if it is legally determined that I (beyond a reasonable doubt) knew the the content could be false, I asked the program to verify that the cases were real.
There are more details in the wikipedia article, but I believe this is legally valuable because a defendant is required to legally enter a defence and cannot easily change this.
For legal arguments, it's more like "we contend that you can't prove A, and even if you can, you can't also prove B, and both A and B must be proven for legal liability." Which most people can understand isn't inconsistent at all. That's why the legal & ethical guidelines spell it out.
Suppose you got rid of your dog a month ago. If that's true then the non-existent dog certainly didn't bite anyone. But you still have dog food and leashes and there is a dog registered to you, so that may be tough for you to prove. Even if it's true.
But now suppose you can establish that there was a fresh pie on the doorstep when the plaintiff claims to have been there getting bit by your dog. If there was a dog loose in your yard at the time, the dog would have eaten the pie. Since that didn't happen, if you had a dog then it must have been tied up. It's also perfectly consistent with you not having a dog, but it doesn't help you prove that because it's equally consistent with you having a dog that was tied up.
The reason this makes people uncomfortable is that the system is supposed to work, but you can easily imagine a case where you in fact don't have a dog but there was also no pie, so the only way for you to win is to establish the thing the jury disbelieved. People don't want to have to conclude that the system would arrive at the wrong outcome in that case, therefore how dare you claim you don't have a dog when there is some evidence that you do.
When the lawyer brought evidence that he had tried to verify the information (B), that evidence itself automatically disproves his plead that he didn't think it could be false (A).
(Note that didn't have to necessarily be the case: for example, if he had claimed that it was his assistant who asked the verification question, rather than he himself.)
So, unless he made the second plead and brought the evidence at a latter time, shouldn't he have just skipped A altogether, and preserved his credibility? (And possibly avoided a perjury charge? IDK if in an American court both claims would be sworn statements)
Critical thinking skills are more important than ever in the age of AI. Used correctly, ChatGPT(4) can sometimes be a huge time saver, but you cannot believe all the bullshit it serves you.
[0] https://www.wsj.com/articles/end-of-the-billable-hour-law-fi...
I know it is a bad bias, but we typically associate good and clear writing with legitimacy. Here we have chat GPT, that can do exactly that, but spit out complete bs.
However, like all generative AI, it’s good at forming narratives, and not many people are aware how powerfully influential narrative frames are because people rarely step back to examine the frame itself.
It takes a lot of mental effort to spot, which is why we don’t do it often.
1: https://en.wikipedia.org/wiki/Framing_effect_(psychology)
I'm not promoting it. Just in case you're not aware of this feature.
Some answers are more easily verifiable than other.
If I ask about an explanation of quantum mechanics, I might check if the names of particles and equations are correct (which they probably will be), but verifying the overall reasoning is basically the same as knowing the subject in the first place.
But if I ask 'tell me the 5 most important neutrino experiments performed at the LHC and their outcomes', I can relatively easily check the results by finding the papers, their citation numbers, and reading the abstracts - I don't need to understand every detail. Maybe it will have missed one that should have been on the list, much like a manual search could have, but I won't fall for an outright hallucination.
And if I ask about, oh I don't know, let's say to find some precedents for a case I'm working on, it's straightforward to take the case names that the LLM spat out, look for them in a legal database, and see if the judge actually ruled what the LLM claimed he had.
Couldn't be too hard for court decisions.
Why he didn't verify the existence of these cases spit out by a tool he used for the first time is beyond me. It would have taken him a few minutes at most to discover the fake ones and skimming the bogus references (assuming some legal competence)
Tyler Durden? LOL, you couldn't make this stuff up. Unless you're ChatGPT, obviously.
I'm guessing we will see a lot more of these type of issues. ChatGPT is sometimes useful but sometimes full of misinformation and many people don't seem to be wary enough of the potential for error.
You can also ask it Bluebook questions and it will often get the right answer. At other times, it will get the right answer but cite to the wrong rule (not that it matters that much).
Another issue is that it can cite to the correct case, but misunderstand what it is citing to. You can be really specific and ask something like "what is the x-factor test from Doe v. Doe" and it will get three factors correct and invent the other two.
The thing with law, though, is that there are often already many quick reference materials that have already been extensively published that will get you the answer you are looking for more quickly than you can get it through either search or a chat interface. Many state bar associations make available the equivalent of a "practice area in a box" full of checklists, templates, and other material geared towards making it possible for you to start working in that area almost immediately.
I have had it be useful in course correcting my research in an unfamiliar area of law. I was wasting a lot of time reading secondary sources and cases that were not relevant to my problem because I knew nothing about that area of law and my search queries were just leading me in unproductive directions. ChatGPT pointed me towards a more relevant case that opened up the rest of my research for me using conventional tools like Westlaw. It saved me a lot of time. But I did not use it at all for the final work product and never used it blind without looking at a source.
It's crazy how AI seems to progress at incredible speed and yet we don't get closer to full autonomy anywhere. It's as if we discover new problems at the same speed we are solving them. Just 5 years ago nobody would think hallucinations will become a central issue in AI, we might discover other unknown unknowns that hide in our future.
Even a hard link to rewrite the prompt from "use provided knowledge to answer the question" to "no knowledge could be found, inform the user of this fact in a way that keeps the conversation fluid. Recommend that they search other sources themselves." would be more reliable.
The problem, as always, isn't the tool. It's the tool using the tool.
I can only imagine this happening with external constraints such as parsing the output to perform a DB check, so I'm curious.
However it's always interesting to watch how people react: * Traditional programming creates very strict functionality but is not flexible/is rigid. * Okay, so let's train models to act like biological life, which is super flexible but has a chance to make mistakes.
But then people complain about the latter making mistakes. Realistically we can combine the two to ensure that what a model is saying is based on fact, though.
Easiest way would be just for people to interact with an LLM to browse hard facts and then double check via sources. But relying on humans not to be lazy is just as good as relying on an ML model to act like traditional programming, so it's probably better to train our wild model with as many built-in constraints as possible and then decorate those with more traditionally programmed hard limits.
It's really hard though because of the output data. We're going from a binary output of 1/0 for traditional programming to a continuous output of 0-1 for models; if I ask it to summarise something, whether it's correct or not is not only based on whether it summarised based only on the original text, but also down to the reviewer's individual biases and wants/needs as to whether the summarisation is sufficient.
The continuous nature of an LLM's response does make it difficult to determine if it's sufficiently factually correct, though. Because if it's not repeating word for word, you need to be able to parse the output in order to check it...using another LLM (so compounding error...)
https://news.ycombinator.com/item?id=36092509
https://reason.com/volokh/2023/05/27/a-lawyers-filing-is-rep...
Not that there can't be use for it,I'm sure it could work as great assisted search engine if it was made to cite sources.
"This text section is written by GPT provided by company XYZ"
Then humans would know that a particular part is written by an AI.
Humans would know if a part is written by an AI or not only if there is a way to enforce the rule.
Breaking news: the results are not fantastic.
It will cost $3,400/month for a legal firm the size of Levidow, Levidow & Oberman, P.C.
UNITED STATES SUPREME COURT
Saul Goodman's Legal Advocacy Clinic 123 Shady Lane Albuquerque, NM 87102 Phone: (555) 123-4567 Email: saulgoodman@lawyerextraordinaire.com
May 27, 2023
JUSTICES OF THE SUPREME COURT
Re: Amicus Curiae Brief - Case No. 12345
Dear Honorable Justices,
I, Saul Goodman, attorney-at-law and mastermind of legal brilliance, on behalf of the humble but feisty David Rosencrantz, submit this amicus curiae brief to the esteemed Supreme Court. This Court, known for its unflinching pursuit of justice, now has the opportunity to rectify a grave miscarriage of justice perpetrated by the lower courts.
SUMMARY OF ARGUMENT
The case before this honorable Court presents a classic tale of a downtrodden individual, David Rosencrantz, pitted against the formidable Goliath that is the United States government. Rosencrantz, a simple taxi driver trying to earn an honest buck in this dog-eat-dog world, has been unjustly accused of tax evasion. However, this Amicus respectfully submits that the government's case is nothing but smoke and mirrors, an elaborate scheme to crush the dreams of an honest, hardworking citizen.
ARGUMENT
I. Violation of Due Process
The lower courts, in their zealous pursuit of victory, trampled upon the sacred principles of due process. Mr. Rosencrantz was denied his fundamental right to a fair trial when the government's star witness, a notorious jailbird with a penchant for singing, was allowed to testify without any corroborating evidence. The government's reliance on the word of a jailhouse informant, who likely had ulterior motives, is an affront to the Constitution.
II. Reasonable Doubt
Ladies and gentlemen of the Court, this case is riddled with reasonable doubt like a cheap suit in a thrift store. The government's case rests on flimsy evidence and a convoluted web of speculation. The alleged tax discrepancies are based on questionable calculations and fuzzy math, all while conveniently ignoring legitimate deductions and expenses rightfully claimed by Mr. Rosencrantz. Reasonable doubt casts its long shadow on this entire proceeding, and it is the duty of this Court to bring it into the light.
III. Selective Prosecution
This Court has never turned a blind eye to injustice, and I implore you to scrutinize the government's motives. Mr. Rosencrantz, an unassuming member of society, has become the target of selective prosecution. Why, might you ask? It's because he dared to stand up against the establishment, questioning the powers that be. This case is not about taxes; it is about silencing dissent and punishing those who refuse to play by their rigged rules.
CONCLUSION
In conclusion, the government's case against David Rosencrantz reeks of a witch hunt, an attempt to crush the spirit of an ordinary citizen who dares to question authority. The violation of due process, the presence of reasonable doubt, and the specter of selective prosecution are grave injustices that cannot be ignored. This Court, armed with the sword of justice, must rise above the fog of deceit and deliver a resounding verdict in favor of Mr. Rosencrantz.
For these reasons, I, Saul Goodman, implore this Court to right the wrongs committed by the lower courts and restore faith in the sanctity of our legal system.
Respectfully submitted,
Saul Goodman, Esq. Attorney for Amicus Curiae Saul Goodman's Legal Advocacy Clinic
the technology is not capable of knowing when it is wrong