> Firm Will Pay a Total of $38 Million in Penalties to Settle With Regulators
$38 million!?!? That's a expensive mistake for not submitting some paperwork that should be automated.
I'd like to see a list of international government agencies and what they can/do charge for penalty fines. I suspect that the United States SEC sets a high bar compared to some of the smaller fines I've seen elsewhere. GDPR appears to be one of the top contenders